Submitting a Suspicious or Unusual Transaction Report (STR) and Suspicious Activity Report (SAR).
Submitting a Suspicious or Unusual Transaction Report (STR) and Suspicious Activity Report (SAR)
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Number of valuable social stock financial transaction report
The National Commission improves the procedures for securities transactions The National Securities and Stock Market Commission approved amendments to the "Regulations on the Operation of Stock Exchanges," thereby improving the activities of the stock exchanges.
The committee is confident that the procedures for organizing and conducting exchange transactions should include procedures to prevent manipulation of prices when securities and other financial instruments are issued and circulated on the stock exchange," said in commenting on the proposed changes. Public joint-stock companies have the right to actively submit appropriate offers to the Stock Exchange to include such securities in the stock exchange list. But the premise is that the total cost of the package of securities to be sold is at least 5.01 million Ukrainian hryvnia. In this case, the stock exchange shall notify the issuer in writing of the proposal to include the securities on the stock exchange list (indicating the date of entry). Tianshu informs the issuer in writing that it is a private joint-stock company and needs to provide information about the existence (absence) of the company's articles of association to the stock exchange, and its shareholders have the right of first refusal to purchase shares sold by their owners to third parties. This will allow the stock exchange to divide the trading day into appropriate time periods and trading hours to submit appropriate orders for the purchase and sale of securities and other financial instruments, and enter into exchange contracts (agreements) for such orders, including in market making With the participation of the quotient. According to Ukrainian Law No. 2165 of the year, issuers whose securities are allowed to trade on exchanges, as well as banks, insurance companies, non-state Rubye pension funds and other financial institutions, are classified as enterprises with public interest. "The laws of such companies have greatly increased the requirements for accounting and auditing. In particular, they must prepare and submit reports in accordance with (International Financial Reporting Standards), have an accounting department, a company secretary, and must review their financial statements. The law stipulates that enterprises are classified as micro, small, medium or large enterprises. The law refers to large companies that their annual financial statements meet at least two of the three established criteria: the balance sheet value of assets-more than 20.1 million euros; the net income from product sales (goods, engineering, services)- More than 40.01 million euros; the average number of employees exceeds 251. Submitting a Suspicious or Unusual Transaction Report (STR) and Suspicious Activity Report (SAR)
The National Commission improves the procedures for securities transactions The National Securities and Stock Market Commission approved amendments to the "Regulations on the Operation of Stock Exchanges," thereby improving the activities of the stock exchanges.
The committee is confident that the procedures for organizing and conducting exchange transactions should include procedures to prevent manipulation of prices when securities and other financial instruments are issued and circulated on the stock exchange," said in commenting on the proposed changes. Public joint-stock companies have the right to actively submit appropriate offers to the Stock Exchange to include such securities in the stock exchange list. But the premise is that the total cost of the package of securities to be sold is at least 5.01 million Ukrainian hryvnia. In this case, the stock exchange shall notify the issuer in writing of the proposal to include the securities on the stock exchange list (indicating the date of entry). Tianshu informs the issuer in writing that it is a private joint-stock company and needs to provide information about the existence (absence) of the company's articles of association to the stock exchange, and its shareholders have the right of first refusal to purchase shares sold by their owners to third parties. This will allow the stock exchange to divide the trading day into appropriate time periods and trading hours to submit appropriate orders for the purchase and sale of securities and other financial instruments, and enter into exchange contracts (agreements) for such orders, including in market making With the participation of the quotient. According to Ukrainian Law No. 2165 of the year, issuers whose securities are allowed to trade on exchanges, as well as banks, insurance companies, non-state Rubye pension funds and other financial institutions, are classified as enterprises with public interest. "The laws of such companies have greatly increased the requirements for accounting and auditing. In particular, they must prepare and submit reports in accordance with (International Financial Reporting Standards), have an accounting department, a company secretary, and must review their financial statements. The law stipulates that enterprises are classified as micro, small, medium or large enterprises. The law refers to large companies that their annual financial statements meet at least two of the three established criteria: the balance sheet value of assets-more than 20.1 million euros; the net income from product sales (goods, engineering, services)- More than 40.01 million euros; the average number of employees exceeds 251. Submitting a Suspicious or Unusual Transaction Report (STR) and Suspicious Activity Report (SAR)